Manager's Guide to Compliance

Seitenzahl:

336

Gewicht:

619 g

Erschienen bei:

John Wiley + Sons

Kurzbeschreibung

Anthony G. Tarantino, PhD, has thirty years of business management experience, is the author of over a dozen published articles and white papers on compliance, and is a frequent speaker to professional associations. He held a CPM and CPIM designation for twenty years and is preparing for his black belt in Six Sigma. He has led over a dozen compliance initiatives including designing and implementing compliance software tools, leading internal audit, conducting 404 readinesses, and implementing internal controls best practices for U.S., European,and Asian companies.

Beschreibung

This timely resource consolidates critical compliance guidance in an easy-to-access format, placing U.S. and global regulatory information at your fingertips. Adding value beyond a reference, Dr. Tarantino includes best practice tools and real-world case studies so managers can see how compliance can be achieved at maximum value to their organization.

Inhaltsverzeichnis

PREFACE.§§ACKNOWLEDGMENT.§§Chapter 1: U.S. SOX Section 401: Off-Balance Sheet Arrangements.§§Chapter 2: U.S. SOX Section 404: Internal Controls.§§Chapter 3: U.S. SOX Section 406: Code of Ethics.§§Chapter 4: U.S. SOX Section 409: Real-Time Reporting of Material Changes.§§Chapter 5: U.S. SOX Impact on Privately Held Companies and Nonprofits.§§Chapter 6: U.S. SOX Impact on Small U.S. Companies.§§Chapter 7: U.S. SOX Impact on Foreign Companies.§§Chapter 8: U.S. Government's Version of U.S. SOX: OMB Circular A-123.§§Chapter 9: U.S. Healthcare Efforts to Improve Internal Controls: U.S. HIPAA.§§Chapter 10: Bankers' and Insurers' Efforts to Improve Internal Controls.§§Chapter 11: Australia, Canada, and UK Efforts to Improve Internal Controls.§§Chapter 12: EU Efforts to Improve Internal Controls: OECD Principles.§§Chapter 13: Global GAAP (IFRS) and Global Reporting Language (XBRL).§§Chapter 14: Compliance and Internal Controls Impact on Outsourcing.§§Chapter 15: Civil and Criminal Penalties for Noncompliance.§§Chapter 16: Business Penalties for Noncompliance: A Material Weakness.§§Chapter 17: Revenue Recognition Requirements: U.S. SAB 101 and 104.§§Chapter 18: Data Retention Requirements.§§Chapter 19: Compliance and Internal Control Software.§§Chapter 20: Auditing Internal Controls.§§Chapter 21: Best Practices in Internal Controls: Enterprise Risk Management.§§Chapter 22: Best Practices in Internal Controls: IT Risk Management & SDLC (NIST 800-30).§§Chapter 23: Best Practices in Internal Controls: Mapping COBIT to COSO I, COSO II, & PCAOB.§§Chapter 24: Best Practices in Internal Controls: COBIT IT Control Objectives.§§Chapter 25: Best Practices in Compliance and Internal Controls: ASX 10 Principles.§§Chapter 26: Best Practices in Internal Controls: Segregation of Duties (SOD).§§Chapter 27: Best Practices in Internal Controls: Case Studies.§§Chapter 28: Best Practices in Compliance Project Management.§§Chapter 29: Best Practices in Governance and Ethics.§§Chapter 30: Costs versus Benefits and the Business Reaction.§§Appendix A: Frequently Asked P2P Questions.§§Appendix B: Links to Referenced Organizations and Documents.§§GLOSSARY.§§INDEX.

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Mehr über:  Unternehmensstrategie, Compliance (Wirtschaft), Sarbanes-Oxley Act (SOA/SOX), Business & Economics / Management

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Mehr von:  Anthony Tarantino, Wiley & Sons, John, Ltd., Distribution Center